# Secure Boot v2

[中文]

Important

This document is about Secure Boot v2, supported on ESP32 (v3.0 onwards).

For ESP32 before chip revision v3.0, refer to Secure Boot. It is recommended to use Secure Boot v2 if you have a chip revision that supports it. Secure Boot v2 is safer and more flexible than Secure Boot V1.

Secure Boot v2 uses RSA-PSS based app and Second Stage Bootloader verification. This document can also be used as a reference for signing apps using the RSA-PSS scheme without signing the bootloader.

`Secure Boot v2` and `RSA App Signing Scheme` options are available for ESP32 from chip revision v3.0 onwards. To use these options in menuconfig, set CONFIG_ESP32_REV_MIN greater than or equal to v3.0.

Note

In this guide, most used commands are in the form of `idf.py secure-<command>`, which is a wrapper around corresponding `espsecure.py <command>`. The `idf.py` based commands provides more user-friendly experience, although may lack some of the advanced functionality of their `espsecure.py` based counterparts.

## Background

Secure Boot protects a device from running any unauthorized (i.e., unsigned) code by checking that each piece of software that is being booted is signed. On an ESP32, these pieces of software include the second stage bootloader and each application binary. Note that the first stage (ROM) bootloader does not require signing as it is ROM code and thus cannot be changed.

An RSA-based Secure Boot verification scheme, i.e., Secure Boot v2, is implemented on ESP32 (v3.0 onwards).

The Secure Boot process on ESP32 involves the following steps:

1. The first stage (ROM) bootloader loads the second stage bootloader, and the second stage bootloader's RSA-PSS signature is verified. Only if the verification is successful, the second stage bootloader is executed.

2. When the second stage bootloader loads a particular application image, the application's RSA-PSS signature is verified. If the verification is successful, the application image is executed.

## Advantages

- The RSA-PSS's public key is stored on the device. The corresponding RSA-PSS private key is kept at a secret place and is never accessed by the device.

- Only one public key can be generated and stored in the chip during manufacturing.

- The same image format and signature verification method is applied for applications and the second stage bootloader.

- No secrets are stored on the device. Therefore, it is immune to passive side-channel attacks, e.g., timing or power analysis.

## Secure Boot v2 Process

This is an overview of the Secure Boot v2 Process. Instructions on how to enable Secure Boot are supplied in section How To Enable Secure Boot v2.

Secure Boot v2 verifies the bootloader image and application binary images using a dedicated signature block. Each image has a separately generated signature block which is appended to the end of the image.

Only one signature block can be appended to the bootloader or application image in ESP32 chip revision v3.0.

Each signature block contains a signature of the preceding image as well as the corresponding RSA-3072 public key. For more details about the format, refer to Signature Block Format. A digest of the RSA-3072 public key is stored in the eFuse.

The application image is not only verified on every boot but also on each over the air (OTA) update. If the currently selected OTA app image cannot be verified, the bootloader will fall back and look for another correctly signed application image.

The Secure Boot v2 process follows these steps:

1. On startup, the ROM code checks the Secure Boot v2 bit in the eFuse. If Secure Boot is disabled, a normal boot will be executed; if Secure Boot is enabled, the boot will proceed according to the following steps.

2. The ROM code verifies the bootloader's signature block, see Verifying a Signature Block. If this fails, the boot process will be aborted.

3. The ROM code verifies the bootloader image using the raw image data, its corresponding signature block(s), and the eFuse, see Verifying an Image. If this fails, the boot process will be aborted.

4. The ROM code executes the bootloader.

5. The bootloader verifies the application image's signature block, see Verifying a Signature Block. If this fails, the boot process will be aborted.

6. The bootloader verifies the application image using the raw image data, its corresponding signature blocks, and the eFuse, see Verifying an Image. If this fails, the boot process will be aborted. If the verification fails but another application image is found, the bootloader will then try to verify that other image using steps 5 to 7. This repeats until a valid image is found or no other images are found.

7. The bootloader executes the verified application image.

## Signature Block Format

The signature block starts on a 4 KB aligned boundary and has a flash sector of its own. The signature is calculated over all bytes in the image including the padding bytes, see Secure Padding.

The content of each signature block is shown in the following table:

Content of a RSA Signature Block
Offset | Size (bytes) | Description
--- | --- | ---
0 | 1 | Magic byte.
1 | 1 | Version number byte, currently 0x02, and 0x01 is for Secure Boot V1.
2 | 2 | Padding bytes. Reserved, should be zero.
4 | 32 | SHA-256 hash of only the image content, not including the signature block.
36 | 384 | RSA Public Modulus used for signature verification, value 'n' in RFC8017.
420 | 4 | RSA Public Exponent used for signature verification, value 'e' in RFC8017.
424 | 384 | Pre-calculated R, derived from 'n'.
808 | 4 | Pre-calculated M', derived from 'n'.
812 | 384 | RSA-PSS Signature result (section 8.1.1 of RFC8017) of image content, computed using the following PSS parameters: SHA256 hash, MGF1 function, salt length 32 bytes, default trailer field 0xBC.
1196 | 4 | CRC32 of the preceding 1196 bytes.
1200 | 16 | Zero padding to length 1216 bytes.

Note

R and M' are used for hardware-assisted Montgomery Multiplication.

The remainder of the signature sector is erased flash (0xFF) which allows writing other signature blocks after the previous signature block.

## Secure Padding

In the Secure Boot v2 scheme, the application image is padded to the flash MMU page size boundary to ensure that only verified contents are mapped in the internal address space, which is known as secure padding. The signature of the image is calculated after padding and then the signature block (4 KB) gets appended to the image.

- Default flash MMU page size is 64 KB

- Secure padding is applied through the option `--secure-pad-v2` in the `elf2image` conversion using `esptool.py`

The following table explains the Secure Boot v2 signed image with secure padding and signature block appended:

Contents of a signed application
Offset | Size (KB) | Description
--- | --- | ---
0 | 580 | Unsigned application size, as an example
580 | 60 | Secure padding, aligned to the next 64 KB boundary
640 | 4 | Signature block

Note

Please note that the application image always starts on the next flash MMU page size boundary, default 64 KB, and hence the space left over after the signature block shown above can be utilized to store any other data partitions, e.g., `nvs`.

## Verifying a Signature Block

A signature block is valid if the first byte is `0xe7` and a valid CRC32 is stored at offset 1196. Otherwise, it is invalid.

## Verifying an Image

An image is verified if the public key stored in any signature block is valid for this device, and if the signature stored in that signature block matches with the signature calculated for the image data read from flash.

1. Compare the SHA-256 hash digest of the public key embedded in the bootloader's signature block with the digest(s) saved in the eFuses. If the public key's hash does not match any of the hashes from the eFuses, the verification fails.

2. Generate the application image digest and match it with the image digest in the signature block. If the digests do not match, the verification fails.

3. Use the public key to verify the signature of the bootloader image, using RSA-PSS (section 8.1.2 of RFC8017) with the image digest calculated in step (2) for comparison.

## Bootloader Size

Enabling Secure Boot and/or flash encryption will increase the size of the bootloader, which might require updating the partition table offset. See Bootloader Size.

When CONFIG_SECURE_BOOT_BUILD_SIGNED_BINARIES is disabled, the bootloader will use the `--pad-to-size` option in `elf2image` command of `esptool` for sector padding, with a size of 4 KB per sector.

## eFuse Usage

ESP32 chip revision v3.0:

- ABS_DONE_1 - Enables Secure Boot protection on boot.

- BLK2 - Stores the SHA-256 digest of the public key. SHA-256 hash of public key modulus, exponent, pre-calculated R & M' values is written to an eFuse key block. This digest is represented as 776 bytes, with offsets of 36 to 812, as per the Signature Block Format. The write-protection bit must be set, but the read-protection bit must not.

The key(s) must be readable in order to give software access to it. If the key(s) is read-protected then the software reads the key(s) as all zeros and the signature verification process will fail, and the boot process will be aborted.

## How To Enable Secure Boot v2

1. Open the Editing the Configuration, in `Security features` set `Enable hardware Secure Boot in bootloader` to enable Secure Boot.

2. For ESP32, Secure Boot v2 is available only ESP32 chip revision v3.0 onwards. To view the `Secure Boot v2` option, the chip revision should be changed to ESP32 chip revision v3.0. To change the chip revision, set `Minimum Supported ESP32 Revision` to v3.0 in `Component Config` > `ESP32- Specific`.

3. Specify the path to the Secure Boot signing key, relative to the project directory.

4. Select the desired UART ROM download mode in `UART ROM download mode`. By default the UART ROM download mode has been kept enabled in order to prevent permanently disabling it in the development phase, this option is a potentially insecure option. It is recommended to disable the UART download mode for better security.

5. Set other menuconfig options as desired. Then exit menuconfig and save your configuration.

6. The first time you run `idf.py build`, if the signing key is not found then an error message will be printed with a command to generate a signing key via `idf.py secure-generate-signing-key`.

Important

A signing key generated this way will use the best random number source available to the OS and its Python installation, which is /dev/urandom on OSX/Linux and CryptGenRandom() on Windows. If this random number source is weak, then the private key will be weak.

Important

For production environments, we recommend generating the key pair using OpenSSL or another industry-standard encryption program. See Generating Secure Boot Signing Key for more details.

7. Run `idf.py bootloader` to build a Secure Boot-enabled bootloader. The build output will include a prompt for a flashing command, using `esptool.py write_flash`.

8. When you are ready to flash the bootloader, run the specified command and then wait for flashing to complete. You have to enter it yourself, this step is not performed by the build system.

9. Run `idf.py flash` to build and flash the partition table and the just-built app image. The app image will be signed using the signing key you generated in step 6.

Note

`idf.py flash` does not flash the bootloader if Secure Boot is enabled.

10. Reset the ESP32 and it will boot the second stage bootloader you flashed. The second stage bootloader will enable Secure Boot on the chip, and then it verifies the app image signature and boots the app. You should watch the serial console output from the ESP32 to verify that Secure Boot is enabled and no errors have occurred due to the build configuration.

Note

Secure Boot will not be enabled until after a valid partition table and app image have been flashed. This is to prevent accidents before the system is fully configured.

Note

If the ESP32 is reset or powered down during the first boot, it will start the process again on the next boot.

11. On subsequent boots, the Secure Boot hardware will verify that the second stage bootloader has not changed, and the second stage bootloader will verify the signed app image using the validated public key portion of its appended signature block.

## Restrictions After Secure Boot Is Enabled

- Any updated bootloader or app will need to be signed with a key matching the digest already stored in eFuse.

- Please note that enabling Secure Boot or flash encryption disables the USB-OTG USB stack in the ROM, disallowing updates via the serial emulation or Device Firmware Update (DFU) on that port.

- After Secure Boot is enabled, further read-protection of eFuse keys is not possible. This is done to prevent an attacker from read-protecting the eFuse block that contains the Secure Boot public key digest, which could result in immediate denial of service and potentially enable a fault injection attack to bypass the signature verification. For further information on read-protected keys, see the details below.

### Burning read-protected keys

Read protected keys: The following keys must be read-protected on the device, the respective hardware will have access them directly (not readable by software):

- Flash encryption key

Non-read protected keys: The following keys must not be read-protected on the device as the software needs to access them (readable by software):

- Secure boot public key digest

- User data

When Secure Boot is enabled, it shall disable the ability to read-protect further eFuses by default. If you want keep the ability to read-protect an eFuse later in the application (e.g, a key mentioned in the above list of read-protected keys), then you need to enable the config CONFIG_SECURE_BOOT_V2_ALLOW_EFUSE_RD_DIS at the same time when you enable Secure Boot.

Ideally, it is strongly recommended that all such keys must been burned before enabling secure boot. However, if you need to enable CONFIG_SECURE_BOOT_V2_ALLOW_EFUSE_RD_DIS, make sure that you burn the eFuse ESP_EFUSE_WR_DIS_EFUSE_RD_DISABLE, using `esp_efuse_write_field_bit()`, once all the read-protected eFuse keys have been programmed.

Note

If Flash Encryption is enabled by the second stage bootloader at the time of enabling Secure Boot, it ensures that the flash encryption key generated on the first boot shall already be read-protected.

## Generating Secure Boot Signing Key

The build system will prompt you with a command to generate a new signing key via `idf.py secure-generate-signing-key`.

The `--version 2` parameter will generate the RSA 3072 private key for Secure Boot v2. Additionally `--scheme rsa3072` can be passed as well to generate RSA 3072 private key.

The strength of the signing key is proportional to (a) the random number source of the system, and (b) the correctness of the algorithm used. For production devices, we recommend generating signing keys from a system with a quality entropy source and using the best available RSA-PSS key generation utilities.

For example, to generate a signing key using the OpenSSL command line:

For RSA 3072

    openssl genrsa -out my_secure_boot_signing_key.pem 3072

Remember that the strength of the Secure Boot system depends on keeping the signing key private.

## Remote Signing of Images

### Signing Using `idf.py`

For production builds, it can be good practice to use a remote signing server rather than have the signing key on the build machine (which is the default ESP-IDF Secure Boot configuration). The `espsecure.py` command line program can be used to sign app images and partition table data for Secure Boot, on a remote system.

To use remote signing, disable the option CONFIG_SECURE_BOOT_BUILD_SIGNED_BINARIES and build the firmware. The private signing key does not need to be present on the build system.

After the app image and partition table are built, the build system will print signing steps using `idf.py`:

    idf.py secure-sign-data BINARY_FILE --keyfile PRIVATE_SIGNING_KEY

The above command appends the image signature to the existing binary. You can use the --output argument to write the signed binary to a separate file:

    idf.py secure-sign-data --keyfile PRIVATE_SIGNING_KEY --output SIGNED_BINARY_FILE BINARY_FILE

### Signing Using Pre-calculated Signatures

If you have valid pre-calculated signatures generated for an image and their corresponding public keys, you can use these signatures to generate a signature sector and append it to the image. Note that the pre-calculated signature should be calculated over all bytes in the image including the secure-padding bytes.

In such cases, the firmware image should be built by disabling the option CONFIG_SECURE_BOOT_BUILD_SIGNED_BINARIES. This image will be secure-padded and to generate a signed binary use the following command:

    idf.py secure-sign-data --pub-key PUBLIC_SIGNING_KEY --signature SIGNATURE_FILE --output SIGNED_BINARY_FILE BINARY_FILE

The above command verifies the signature, generates a signature block (refer to Signature Block Format), and appends it to the binary file.

### Signing Using an External Hardware Security Module (HSM)

For security reasons, you might also use an external Hardware Security Module (HSM) to store your private signing key, which cannot be accessed directly but has an interface to generate the signature of a binary file and its corresponding public key.

In such cases, disable the option CONFIG_SECURE_BOOT_BUILD_SIGNED_BINARIES and build the firmware. This secure-padded image then can be used to supply the external HSM for generating a signature. Refer to Signing using an External HSM to generate a signed image.

Note

For all the above three remote signing workflows, the signed binary is written to the filename provided to the `--output` argument.

## Secure Boot Best Practices

- Generate the signing key on a system with a quality source of entropy.

- Keep the signing key private at all times. A leak of this key will compromise the Secure Boot system.

- Do not allow any third party to observe any aspects of the key generation or signing process using `idf.py secure-` commands. Both processes are vulnerable to timing or other side-channel attacks.

- Enable all Secure Boot options in the Secure Boot Configuration. These include flash encryption, disabling of JTAG, disabling BASIC ROM interpreter, and disabling the UART bootloader encrypted flash access.

- Use Secure Boot in combination with Flash Encryption to prevent local readout of the flash contents.

## Technical Details

The following sections contain low-level reference descriptions of various Secure Boot elements.

Secure Boot is integrated into the ESP-IDF build system, so `idf.py build` will sign an app image, and `idf.py bootloader` will produce a signed bootloader if CONFIG_SECURE_BOOT_BUILD_SIGNED_BINARIES is enabled.

However, it is possible to use the `idf.py` or the `openssl` tool to generate standalone signatures and verify them. Using `idf.py` is recommended, but in case you need to generate or verify signatures in non-ESP-IDF environments, you could also use the `openssl` commands as the Secure Boot v2 signature generation is compliant with the standard signing algorithms.

### Generating and Verifying Signatures Using `idf.py`

1. To sign a binary image:

    idf.py secure-sign-data --keyfile ./my_signing_key.pem --output ./image_signed.bin image-unsigned.bin

Keyfile is the PEM file containing an RSA-3072 private signing key.

2. To verify a signed binary image:

    idf.py secure-verify-signature --keyfile ./my_signing_key.pem image_signed.bin

Keyfile is the PEM file containing an RSA-3072 public/private signing key.

### Generating and Verifying signatures using OpenSSL

It is preferred to use the `idf.py` tool to generate and verify signatures, but in case you need to perform these operations using OpenSSL, following are the reference commands to do so:

1. Generate digest of the image binary file whose signature needs to be calculated.

   >     openssl dgst -sha256 -binary BINARY_FILE  > DIGEST_BINARY_FILE

2. Generate signature of the image using the above calculated digest.

3. Verify the generated signature.

## Secure Boot & Flash Encryption

If Secure Boot is used without Flash Encryption, it is possible to launch a `time-of-check to time-of-use` attack, where flash contents are swapped after the image is verified and running. Therefore, it is recommended to use both features together.

## Signed App Verification Without Hardware Secure Boot

The Secure Boot v2 signature of apps can be verified during an OTA update without the need to enable the hardware Secure Boot option. This approach utilizes the same app signature scheme as Secure Boot v2. However, unlike hardware Secure Boot, Software secure boot does not provide protection against an attacker with write access to flash memory, who could potentially bypass the signature verification.

This may be desirable in cases where the delay of Secure Boot verification on startup is unacceptable, and/or where the threat model does not include physical access or attackers writing to the bootloader or app partitions in flash.

In this mode, the public key that is present in the signature block of the currently running app will be used to verify the signature of a newly updated app. The signature on the running app is not verified during the update process, it is assumed to be valid. In this way, the system creates a chain of trust from the running app to the newly updated app.

For this reason, it is essential that the initial app flashed to the device is also signed. Upon startup, the application checks for signatures. If no valid signatures are found, the app will abort and no updates can be applied. This is done in order to prevent a situation where no further updates are possible and the device shall be bricked. The app should have only one valid signature block in the first position. Note again that, unlike hardware Secure Boot v2, the signature of the running app is not verified on boot. The system only verifies a signature block in the first position and ignores any other appended signatures.

Note

In general, it is recommended to use full hardware Secure Boot unless certain that this option is sufficient for application security needs.

### How To Enable Signed App Verification

1. Open Editing the Configuration > `Security features`.

2. Ensure `App Signing Scheme` is `RSA`. For the ESP32 chip revision v3.0 chip, select CONFIG_ESP32_REV_MIN to `v3.0` to get the `RSA` option available.

3. Enable CONFIG_SECURE_SIGNED_APPS_NO_SECURE_BOOT.

4. By default, `Sign binaries during build` will be enabled by selecting the `Require signed app images` option, which will sign binary files as a part of the build process. The file named in `Secure Boot private signing key` will be used to sign the image.

5. If you disable the `Sign binaries during build` option then all app binaries must be manually signed by following instructions in Remote Signing of Images.

Warning

It is very important that all apps flashed have been signed, either during the build or after the build.

## Advanced Features

### JTAG Debugging

By default, when Secure Boot is enabled, JTAG debugging is disabled via eFuse. The bootloader does this on the first boot, at the same time it enables Secure Boot.

See JTAG with Flash Encryption or Secure Boot for more information about using JTAG Debugging with either Secure Boot or signed app verification enabled.

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