Authentication and Permissions

How an admin session is established, and what the IAM role behind it can do. user_auth.md is the authority for the identity model as a whole; this page covers the admin half of it.

Identity providers

ESP RainMaker Neo uses two separate Cognito User Pools:

Population	Provider	Federated as	Self-signup
Admins	Cognito user pool ESP-Admin-Users	a Cognito provider on the pool’s admin-client	Disabled — admins are provisioned
End users	the ESP User OIDC issuer	an IAM OIDC identity provider, keyed on the issuer URL	Enabled

The ESP-End-Users Cognito pool exists, but end users do not present its tokens to ESP RainMaker Neo: it sits behind the ESP User issuer, which is what the Identity Pool trusts. An admin token and an end-user tofperefore differ in issuer, which is how POST /v1/user/credentials tells them apart.

The admin pool declares two custom attributes: custom:super_admin (max 4 characters, so the value is the string "true") and custom:user_id.

From admin login to AWS credentials

1. The admin signs in against ESP-Admin-Users and receives Cognito tokens.

2. POST /v1/user/credentials exchanges them for Identity-Pool credentials. The route carries no gateway authorizer; the handler verifies the access token (header) and id_token (body) against the admin pool’s JWKS as a pair. See user_auth.md §3.1.

3. Every other admin endpoint is AWS_IAM, so the admin SigV4-signs it with those credentials. No bearer token is presented to the admin APIs.

Role selection

The Identity Pool has exactly one role mapping, on the admin pool’s client:

• A token from the admin pool carrying custom:super_admin == "true" maps to AdminDeviceUsersRole.

• Everything else — including every federated end user — falls through to the pool’s default authenticated role, DeviceUsersRole. There is no role mapping on the OIDC provider and no per-aud branching.

So admin privilege is an infrastructure fact: which role the identity pool will hand you, decided before any ESP RainMaker Neo Lambda runs.

Super-admin resolution in the handlers

Being on AdminDeviceUsersRole gets a caller to the endpoint; the handler still re-checks super-admin status, and where it reads that from depends on the path:

• SigV4 admin endpoints (the normal case). There is no token in the request, only the API Gateway identity. The handler resolves the caller and calls Cognito AdminGetUser, reading the custom:super_admin user attribute. Its value is authoritative.

• Token-verifying endpoints (/v1/user/credentials and the ESP-User surface). The custom:super_admin claim is read from the verified Cognito token. Cognito emits custom attributes in the ID token, not the access token.

Either way the handler answers 403 when the caller is not a super admin.

The user_details table declares an is_super_admin attribute, but no ESP RainMaker Neo code path reads or writes it — only the test harness sets it. Do not treat it as a source of truth.

AdminDeviceUsersRole

Trust: sts:AssumeRoleWithWebIdentity by cognito-identity.amazonaws.com, conditioned on this identity pool’s id and an amr of authenticated. The role trusts the pool, not the login provider.

AWS IoT Core (all on *)

Action	What it enables
iot:ListThings, iot:DescribeThing	Enumerate devices; per-device registry detail
iot:SearchIndex, iot:GetBucketsAggregation	Query the fleet index (registry + iparams shadow + connectivity); value suggestions for filters
iot:ListThingGroups, iot:DescribeThingGroup, iot:ListThingsInThingGroup	Read group hierarchy and membership
iot:CreateThingGroup, iot:UpdateThingGroup, iot:DeleteThingGroup	Manage groups, including editing a description
iot:CreateDynamicThingGroup, iot:UpdateDynamicThingGroup, iot:DeleteDynamicThingGroup	Manage dynamic (query-backed) groups
iot:AddThingToThingGroup, iot:RemoveThingFromThingGroup	Assign / unassign a device
iot:ListJobs, iot:DescribeJob, iot:CreateJob, iot:CancelJob, iot:DeleteJob	OTA job lifecycle
iot:ListJobExecutionsForJob, iot:ListJobExecutionsForThing, iot:DescribeJobExecution	Per-job and per-device execution status
iot:CreateStream, iot:DeleteStream	IoT streams for OTA firmware delivery

S3

Action	Resource
s3:PutObject, s3:GetObject, s3:PutObjectTagging, s3:GetObjectTagging	<files-bucket>/ota/*, <files-bucket>/system/node_certs/*
s3:ListBucket	<files-bucket>

The bucket name is resolved per deployment and region, so it is not a fixed string. OTA firmware and the node-registration certificate CSVs are the two prefixes granted.

Other

Effect	Action	Resource	Purpose
Allow	cognito-identity:GetCredentialsForIdentity	*	Refresh credentials
Allow	execute-api:Invoke	RMBaseApi	Call any ESP RainMaker Neo API endpoint, and nothing outside it
Allow	sts:TagSession	IoT user role	Tag assumed sessions
Allow	iam:PassRole	OTA service role	Required to create an OTA job
Allow	cloudformation:ListStacks	*	Detect which optional module stacks are deployed, so the dashboard surfaces a feature only when its stack exists. ListStacks takes no resource scope.
Deny	sts:AssumeRole	*	Blocks credential escalation into any other role

The sts:AssumeRole deny is explicit, so it wins over any allow — an admin cannot widen its own scope by assuming a broader role.

Not granted

Missing action	Consequence
iot:GetThingShadow	Shadows are not readable through the REST API; the dashboard sees only what the fleet index projects
iot:UpdateThingShadow	Shadows are read-only from the dashboard. IoT Data Plane also requires an IoT policy attached to the Cognito identity, so adding the IAM action alone would not be enough
iot:DeleteThingShadow	Shadows cannot be deleted
iot:ListNamedShadowsForThing	Shadow names cannot be enumerated
iot:DescribeIndex	The fleet-indexing configuration is not inspectable
Any dynamodb:*	No direct table access — every read and write goes through a Lambda API, which is where RBAC is enforced

OTA service role

A separate role, assumed by iot.amazonaws.com rather than by the admin. AdminDeviceUsersRole holds iam:PassRole on it, which is what lets an admin create an OTA job that AWS IoT then executes under this role:

• s3:GetObject, s3:GetObjectVersion on <files-bucket>/ota/*

• iot:CreateJob, iot:DescribeJob, iot:DeleteJob, iot:GetOTAUpdate

• iot:CreateStream, iot:DescribeStream, iot:DeleteStream

• iam:PassRole on itself